Notice No20230608-41Notice Date08 Jun 2023
CategoryComplianceSegmentGeneral
SubjectUpstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
Content

We draw your attention to SEBI circular ref. no. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/ 84 dated June 08, 2023 regarding Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs).

A copy of the said SEBI circular is enclosed as Annexure.

Members are requested to take note of the contents of the aforesaid SEBI circular.

In case of any queries/clarifications, you may reach us on the following contact details.

 

Contact Nos.

Email ID

022- 2272 8435/5785

bse.inspection@bseindia.com

 

For and on behalf of BSE Ltd.

 

 

 

Richa Ghosh                                               Josephine Baretto

Asst. Gen. Manager                                   Manager

Brokers’ Supervision                                 Brokers’ Supervision 

 

Attachments
Annexure.pdf