Notice No20230228-57Notice Date28 Feb 2023
CategoryComplianceSegmentGeneral
SubjectOrder in the matter of Capvision Investment Advisor
Content

To

 

All Trading Members of the Exchanges

 

Sub: Order in the matter of Capvision Investment Advisor

 

SEBI vide its order no. QJA/GG/WRO/WRO/24273/2022-23 dated February 28, 2023, has inter-alia issued following directions:

 

  • Noticee Nos. 1, 2 and 4-7 are restrained from accessing the securities market, directly or indirectly and prohibited from buying, selling or otherwise dealing in the securities market, directly or indirectly in any manner whatsoever, for a period of three years from the date of this order.

 

 

This Order is effective from the date of the order.

 

A copy of the said Order is attached herewith and available on the SEBI website

 

Trading members are advised to take note of the same and ensure compliance.

 

                                                                                                               

Jeevan Noronha                                                                                            Vinayak Bhalavi

Regulatory Correspondence                                                                     Regulatory Correspondence                                                        

 

Date: February 28, 2023

 

Attachments
Order in the matter of Capvision Investment Advisor.pdf