To

All Trading Members of the Exchange

Sub: Order Under Sections 11(1), 11(4), 11B(1), 11B(2) and 11(4A) of the SEBI Act, 1992, read with Rule 5 of SEBI (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 In Re: SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to the Securities Market) Regulations, 2003 ,In the matter of Allied Financial Services Pvt. Ltd. – Mutual Fund Digi Locker.

SEBI vide its order no. WTM/MB/IVD/ID3/12942/2021-22 dated August 9, 2021 has inter-alia issued following directions:

• Mutual Fund Digi Locker, Mr. Pankaj Garg and Mr. Jitender Malhotra are restrained from accessing the securities market and from buying, selling or otherwise dealing in securities, either directly or indirectly, in any manner whatsoever, for a period of one (01) year from the date of this Order.

• Needless to say that in view of the prohibition on sale of securities, during the period of restraint, the existing holding, including units of mutual funds, of all the Noticees shall remain frozen.

This Order is effective from the date of the order.

A copy of the said Order is attached herewith and available on the SEBI website www.sebi.gov.in.

Trading members are advised to take note of the same and ensure compliance.

Jeevan Noronha                                                                                          Roshani More

Asst.General Manager                                                                               Deputy Manager    

Regulatory Correspondence                                                                       Surveillance

Date: August 09, 2021