Notice No20210803-45Notice Date03 Aug 2021
CategoryComplianceSegmentGeneral
SubjectFinal Order in the matter of Ms Global Portfolio Management Proprietor Mr Imran Khan
Content

To

 

All Trading Members of the Exchange

 

Sub: ORDER UNDER SECTION 11(1), 11(4) AND 11B OF THE SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992 IN THE MATTER OF M/S. GLOBAL PORTFOLIO MANAGEMENT, PROPRIETOR MR. IMRAN KHAN.

 

In continuation to the Exchange Notice No 20200805-35 dated August 05, 2020 on the captioned matter.

 

SEBI vide its order no. WTM/SM/44/2021-22 dated August 3, 2021 has inter-alia issued following directions:

 

  • The Noticees are debarred from accessing the securities market, directly or indirectly and are prohibited from buying, selling or otherwise dealing in the securities market, directly or indirectly in any manner whatsoever, for a period of 02 (two) years from the date of this Order or till the expiry of 02 (two) years from the date of completion of refunds to investors as directed in sub-paragraph (i) above, whichever is later.

 

  • It is further clarified that during the period of restraint, the existing holding of securities including the holding of units of mutual funds of the Noticees shall remain frozen.

 

This Order is effective from the date of the order.

 

A copy of the said Order is attached herewith and available on the SEBI website www.sebi.gov.in.

 

Trading members are advised to take note of the same and ensure compliance.

 

 

Jeevan Noronha                                                                                          Roshani More

Asst.General Manager                                                                               Deputy Manager    

Regulatory Correspondence                                                                       Surveillance

 

Date: August 03, 2021

Attachments
Final Order in the matter of Ms Global Portfolio Management, Proprietor Mr Imran Khan.pdf