To

All Trading Members of the Exchange

Sub:     ORDER UNDER SECTIONS 11(4) and 11B OF THE SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992. In the matter of Pankaj Piyush Trade and Investments Ltd.

SEBI vide its order no. WTM/AB/IVD/ID9/10103/2020-21 dated January 15, 2021 has inter-alia directed following directions:

• Noticee no. 1 is restrained from accessing the securities market and further prohibited from buying, selling or otherwise dealing in securities, directly or indirectly, or being associated with the securities market in any manner, whatsoever, for a period of one (1) year, from the date of this order;

• Noticee no. 2 and 3, being the executive directors of the Company, are restrained from accessing the securities market and further prohibited from buying, selling or otherwise dealing in securities, directly or indirectly, or being associated with the securities market in any manner, whatsoever, for a period of three (3) years, from the date of this order;

• Noticee no. 8, 9, 10, 11, 12, 13, 14, 15 and 17 are restrained from accessing the securities market and further prohibited from buying, selling or otherwise dealing in securities, directly or indirectly, or being associated with the securities market in any manner, whatsoever, for a period of eighteen (18) months, from the date of this order;

• Noticee no. 4, 5 and 6, being the independent directors of the Company, are restrained from accessing the securities market and further prohibited from buying, selling or otherwise dealing in securities, directly or indirectly, or being associated with the securities market in any manner, whatsoever, for a period of six months, from the date of this order.

• The obligation of the aforesaid Noticees, in respect of settlement of securities, if any, purchased or sold in the cash segment of the recognized stock exchange(s), as existing on the date of this Order, can take place irrespective of the restraint/ prohibition imposed by this Order only, in respect of pending unsettled transactions, if any. Further, all open positions, if any, of the Noticees debarred in the present Order, in the F&O segment of the stock exchanges, are permitted to be squared off, irrespective of the restraint/ prohibition imposed by this Order.

This Order is effective from the date of the order.

A copy of the said Order is attached herewith and available on the SEBI website www.sebi.gov.in.

Trading members are advised to take note of the same and ensure compliance.

Rajesh Dubey                                                                                                       Fahad Kapadia          

Associate Manager                                                                                            Assistant Manager 

Surveillance                                                                                                         Surveillance

Date: January 15, 2021