Securities transaction tax mop-up rises 14% despite sharp sell-off

The department collected Rs 2,568 crore against Rs 2,262 crore in the corresponding period a year ago.

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securities transactions | Securities Transaction Tax | Lockdown

Shrimi Choudhary  |  New Delhi 

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Experts attributed the higher collection to the volatility in the futures and options segment due to the global pandemic.

A rebound in the market coupled with higher retail participation has boosted (STT) collection to Rs 2,568 crore, up 14 per cent in the first quarter of financial year 2020-21.

According to an official with the (I-T) department, despite a slowdown in the economy because of the Covid-19 pandemic, which impacted both personal and advance tax collections of the first quarter, the mop up from STT showed double-digit growth.

The department collected Rs 2,568 crore against Rs 2,262 crore in the corresponding period a year ago. The government expects to collect Rs 13,000 crore in the current fiscal year from the STT kitty.

With this growth, the tax department believes that the target is achievable if market conditions stay stable.

Experts attributed the higher collection to the volatility in the futures and options segment due to the global pandemic.

“While trading volumes have been shrinking and F&O trading has seen a massive fall, STT is payable on both the legs of buy and sell in case of cash segment and on the sell leg of F&O. So, when there is a massive exit by any class of investors like foreign portfolio investors, STT is still payable,” said Sunil Gidwani, partner (markets) of Nangia Andersen LLP.

Market performance across the globe has been gloomy. This has been reflected in the frequent crashes faced by the stock market. The Indian market saw sharp selloff in April and May. This had pushed Nifty and Sensex into bear territory several times. Even the stimulus package announced by the government, in five tranches, did not help.

“Market is now rebounding from the current Covid-19 effect. But the slowdown persists despite all the efforts and measures by the Reserve Bank of India (RBI) and concerned ministries, said a market expert.

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Meanwhile, the tax payouts from dividend distribution tax (DDT) has plummeted 75 per cent from Rs 3,220 crore to Rs 809 crore following removal in the equity segment. “This is on expected lines because of change in the tax structure from April 1 where dividend will now be taxed at the hands of investors. The collection of Rs 800 crore was on account of spillover from last fiscal year due to extension of date to deposit tax,” said a tax official privy to the data.

The STT collection is closely linked to stock market conditions. For instance, the collection had dropped below Rs 5,000 crore during 2012-13 amid a downturn in the market. Since then, collection has been on the rise due to an upward bias in the market. Last fiscal, the tax department collected was close to Rs 12,000 crore STT against the target of Rs 12,500 crore.

Market players said a high share of delivery-based trades also contributed to higher collection. The STT rate for delivery-based trades is 0.1 per cent, while that on intra-day trades is 0.025 per cent. Similarly, the tax levy on derivatives trade is between 0.01 per cent and 0.05 per cent, unless an option contract is exercised.

The overall direct tax collection in the first quarter, however, was impacted due to the pandemic as companies’ profits fell drastically. The total direct tax (net collection) between April 1 and June 16 stood at Rs 1.25 trillion against the yearly target of Rs 13.12 trillion.

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First Published: Sat, June 20 2020. 00:19 IST