Notification of Major Holdings
1. Details of issuer
| Name: |
Evotec SE |
| Street: |
Manfred Eigen Campus / Essener Bogen 7 |
| Postal code: |
22419 |
| City: |
Hamburg
Germany |
| Legal Entity Identifier (LEI): |
529900F9KI6OYITO9B12 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights |
| X |
Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Goldman Sachs Asset Management, L.P.
|
5. Date on which threshold was crossed or reached:
6. Total positions
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
3.49 % |
1.79 % |
5.28 % |
149701108 |
| Previous notification |
3.003 % |
1.55 % |
4.55 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE0005664809 |
5224177 |
% |
3.49 % |
| Total |
5224177 |
3.49 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Securities Lending |
Open |
1423023 |
0.95 % |
| Total |
1423023 |
0.95 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Swap |
31.12.2030 |
Cash |
691601 |
0.46 % |
| Call Warrant |
31.12.2030 |
Cash |
356898 |
0.24 % |
| Put Warrant |
19.06.2020 |
Cash |
209600 |
0.14 % |
| Total |
1258099 |
0.84 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| The Goldman Sachs Group, Inc. |
% |
% |
% |
| Goldman Sachs (UK) L.L.C. |
% |
% |
% |
| Goldman Sachs Group UK Limited |
% |
% |
% |
| Goldman Sachs International |
% |
% |
% |
| The Goldman Sachs Group, Inc. |
% |
% |
% |
| Goldman Sachs & Co. LLC |
% |
% |
% |
| The Goldman Sachs Group, Inc. |
% |
% |
% |
| Goldman, Sachs & Co. Wertpapier GmBH |
% |
% |
% |
| The Goldman Sachs Group, Inc. |
% |
% |
% |
| GSAM Holdings LLC |
% |
% |
% |
| Goldman Sachs Asset Management, L.P. |
3.48 % |
% |
% |
| Goldman Sachs Asset Management International Holdings L.L.C. |
% |
% |
% |
| Goldman Sachs Asset Management Co., Ltd. |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date