Ambiguity over use of alternative resolution mechanisms by banks: Experts

Legal experts pointed out that only one aspect of the RBI's framework - to send all ailing companies to IBC - has been turned down

Sudipto Dey  |  New Delhi 

Supreme Court of India
Supreme Court of India

Following the judgement striking down RBI’s February 12 circular, there is lack of clarity on whether could resort to alternative stressed asset resolution mechanisms, such as strategic debt restructuring, flexible structuring of existing long term project loans, scheme for sustainable structuring of stressed assets, etc.

The February 12 circular had withdrawn the use of these other mechanisms to resolve stressed asset cases, making the only available option. However, with the apex court striking down the whole circular, experts said the alternative resolution options have come back to the table “There is a need for clarity on this issue either from or the Supreme Court,” said Abizer Diwanji, head, financial services, restructuring & turnaround services,

Legal experts pointed out that only one aspect of the RBI’s framework - to send all ailing companies to - has been turned down. However, the legality of all other aspects of February 12 circular would be sustainable, they said.

“It will be open to to come up with a fresh framework for the resolution of stressed assets except the provision for mandatory reference to IBC,” said L Viswanathan, Partner,

According to Suharsh Sinha, partner, AZB& Partners, there are interpretation challenges as to what part of the circular stands and what remains.

Sinha explained that the circular had been stuck down based on inappropriate application of RBI’s powers derived from Section 35AA of the Banking Regulation Act. “However, all other sections of the Act that give shape to the February 12 circular, namely those pertaining to Sections 35A, 35AB, 45L still stand,” he said.

Legal experts said that in such a situation the banking sector regulator has two options. Seek clarity from the or issue a fresh circular without reference to IBC, they said.

may be invoked as the last resort and is effective as deterrent, said Viswanathan. “Of course, it will be up to them to invoke IBC if they feel that it will serve as a better resolution mechanism in a specific case,” he added.

Experts agree the ball is in the regulator’s court to bring clarity in this matter and provide with a fresh framework for resolution of stressed assets.

Read our full coverage on RBI
First Published: Tue, April 02 2019. 22:37 IST