Notification of Major Holdings
1. Details of issuer
Dermapharm Holding SE
Lil-Dagover-Ring 7
82031 Grünwald
Germany
|
2. Reason for notification
| Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
| X |
Other reason:
Initial admission for trading of the shares on an organised market. |
3. Details of person subject to the notification obligation
| Name: |
City and country of registered office: |
Mr Wilhelm Beier,
Date of birth: 21 Apr 1956 |
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Themis Beteiligungs-Aktiengesellschaft
|
5. Date on which threshold was crossed or reached:
6. Total positions
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
total of both in %
(7.a. + 7.b.) |
total number of voting rights of issuer |
| Resulting situation |
75.01 % |
10.39 % |
85.40 % |
53840000 |
| Previous notification |
n/a % |
n/a % |
n/a % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN |
absolute |
in % |
direct
(Sec. 33 WpHG) |
indirect
(Sec. 34 WpHG) |
direct
(Sec. 33 WpHG) |
indirect
(Sec. 34 WpHG) |
| DE000A2GS5D8 |
0 |
40385000 |
0 % |
75.01 % |
| Total |
40385000 |
75.01 % |
b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| % |
| Total |
% |
b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Conditional transfer claim from the placement agreement |
n/a |
n/a |
Physical |
384000 |
7.13 % |
| Conditional redelivery claim from stock lending. |
13.02.2018 - 16.03.2018 |
n/a |
Both |
1755000 |
3.26 % |
| Total |
5595000 |
10.39 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
| Wilhelm Beier |
% |
% |
% |
| Themis Beteiligungs-Aktiengesellschaft |
75.01 % |
10.39 % |
85.40 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
| Date of general meeting: |
| Holding position after general meeting: |
% (equals voting rights) |
10. Other explanatory remarks: